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VP, Senior Compliance AML Execution Manager- C13 (Hybrid)

Company: Citi
Location: Mount Vernon
Posted on: November 20, 2022

Job Description:

The Compliance AML Execution Sr. Manager is a senior professional responsible for leading risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to provide direction to AML team(s), participate in the development of operational standards, and communicate with other areas of the business and external clients about AML activities. This role will manage operational planning and performance, and is expected to perform all applicable management tasks.Responsibilities:

  • Manage and lead a team of AML Analysts, and coordinate the workflow of the investigative process of the team
  • Monitor the workload of each Analyst and ensure that relevant policies and procedures are followed
  • Review and action Analyst work product, including recommendations to file SARs and terminate client relationships
  • Provide direct oversight on AML case quality and address deficiencies. Work closely with Management and Quality Assurance Team to ensure that the team's work product is consistent with Global FIU standards and practices
  • Mentor and coach more junior team members
  • Escalate issues to Senior Management and/or other stakeholders, as appropriate
  • Lead and develop the team through effective communications, performance management, and reward/recognition practices
  • Liaise with other FIU units, ACRM, the Business, CSIS, FIU Legal, GIU, Trade Surveillance, and Law Enforcement, where applicable.Qualifications:
    • 6+ years experience in reviewing customer transactions and information for potentially suspicious activity and performing AML or fraud investigations; direct securities industry experience preferred.
    • 6+ years experience in writing and preparing, and/or approving Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements and/or performing AML or financial investigations
    • Work experience in a financial institution with job specific work experience in AML
    • Knowledge of the laws applicable to money laundering, terrorist financing, and other applicable financial/securities related crimes (e.g., insider trading, market manipulation), including the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC, FINRA, FRB, FinCEN requirements, and SAR requirements
    • General understanding of Senior Public Figures, Money Service Businesses, Wealth Management, Institutional Markets, and Retail Banking/Brokerage preferred as well as compliance with those business segments.
    • Adept understanding of complex financial/securities related products and transactions including equities, fixed income securities, derivatives, prime brokerage, DVP/RVP, private placement, asset management, hedge funds, security transfers, ACATS, etc.
    • 2+ years of managerial experience required
    • Excellent organizational, time management and project management skills
    • Excellent research skills including experience with online search tools
    • Advanced proficiency in Microsoft Word, Excel, Access, Power Point and Outlook
    • Strong attention to detail and follow-up skills
    • Strong writing, analytical and communication skills. Must be able to multi-task and complete projects on time
    • Ability to understand and comprehend financial products and complex AML typologies and patterns.
    • Ability to understand and draw conclusions from research conducted
    • Should be a self-starter, and organized, must have the ability to work independently, without supervision
    • Series 7 and Series 24; and/or other FINRA registrations preferred
    • CAMS certification preferredEducation
      • Bachelor (4 Year College) Degree or equivalent experience requiredThis job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.-------------------------------------------------Job Family Group: Compliance and Control-------------------------------------------------Job Family:AML Execution------------------------------------------------------Time Type:Full time------------------------------------------------------Primary Location:Long Island City New York United States------------------------------------------------------Primary Location Salary Range:$120,710.00 - $181,070.00------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi ) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.View the "EEO is the Law" poster. View the EEO is the Law Supplement.View the EEO Policy Statement.View the Pay Transparency Posting-----------------------------Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

Keywords: Citi, Mount Vernon , VP, Senior Compliance AML Execution Manager- C13 (Hybrid), Accounting, Auditing , Mount Vernon, New York

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